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Corporate
Securities
In addition to the M&A and financing transactions described elsewhere, Davis & Gilbert provides a full range of general securities law services for our clients. For our publicly traded clients, we oversee the filing of annual and quarterly reports with the SEC, and advise on matters ranging from short swing profit rules to Sarbanes-Oxley Act compliance.
We also have extensive experience in structuring employee stock option plans for clients, including related Rule 701, Reg. D and Form S-8 compliance issues. |
